Jul 16, 2024  
2017-2018 Graduate Catalog 
2017-2018 Graduate Catalog [ARCHIVED CATALOG]

FSAN 843 - Financial Services Regulation (3cr.)

Credit(s): 3
Component: Lecture
Examines the regulatory environment of financial services industry, including policy choices, goals and costs/ benefits. We will consider how companies and individuals, using people, processes and technology, meet their ethics, compliance and control objectives in a global environment.
Allowed Units: 3 Grading Basis: Student Option
Crosslisted: Crosslisted with FINC 843 .