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May 18, 2024
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2017-2018 Graduate Catalog [ARCHIVED CATALOG]
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FINC 843 - Financial Services Regulation (3cr.) Credit(s): 3 FINANCIAL SERVICES REGULATION Component: Lecture Examines the regulatory environment of financial services industry, including policy choices, goals and costs/ benefits. We will consider how companies and individuals, using people, processes and technology, meet their ethics, compliance and control objectives in a global environment. Allowed Units: 3 Grading Basis: Student Option Crosslisted: May be crosslisted with FSAN 843 .
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