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May 01, 2024
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2018-2019 Graduate Catalog [ARCHIVED CATALOG]
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FINC 843 - Financial Services Regulation (3cr.)Credit(s): 3
FINANCIAL SERVICES REGULATION
Component: Lecture
Examines the regulatory environment of financial services industry, including policy choices, goals and costs/ benefits. We will consider how companies and individuals, using people, processes and technology, meet their ethics, compliance and control objectives in a global environment.
Repeatable for Credit: N Allowed Units: 3 Multiple Term Enrollment: N Grading Basis: Student Option
Crosslisted: May be crosslisted with FSAN 843 .
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